Non-Profit Organization Services

Experience With Non-Profit Organizations

Our track record with non-profit organizations includes partnerships with schools, hospitals, municipalities, and various not-for-profit entities. We offer services such as the management of investment accounts and retirement plans, as well as consultancy utilizing our Accredited Investment Fiduciary (AIF) and Chartered Plan Fiduciary Advisor (CPFA) designations. These organizations vary in size, ranging from small teams of 5 employees to larger entities with approximately 14,000 employees.

Board Experience

Drawing from our past and ongoing roles as Presidents, Treasurers, Finance Committee Chairs, and Investment Committee Chairs on multiple Boards of Directors, we possess a comprehensive understanding of the diverse procedures, responsibilities, and commitments vital for the success of any organizational committee.

Our Services

Asset Management

Investment Committee Meetings

We will provide an agenda and a recap for each investment committee meeting we attend so that your compliance file can be updated and maintained.
The recap will provide the following information
- Agenda and summary of the meeting.
- Follow-up tasks for Investment Committee Members and Steffens Financial.
- Attendee Record

Fees / Compensation

Our annual advisory fee is typically 0.25% or lower for Non-Profit Organizations.
To help the organization’s cause, we provide a discounted fee for managing the investment assets of a non-profit organization.
The fee is determined by the assets we manage for the organization and the services we provide.
Details will be outlined in the Service Agreement.

Investment Policy Statement (IPS)

We will review the existing IPS and make update recommendations as needed.
If there is no IPS established, we will assist the organization in developing and updating the IPS as needed.

Portfolio Management

We will establish, maintain, and update the portfolio based on the Investment Policy Statement guidelines.

In addition to the typical investment options available, we will explore other investments that can assist in reducing potential portfolio volatility, risk, and downside performance.

Reporting & Monitoring

We will provide performance reports monthly and as requested.
We will provide portfolio risk analysis as requested.

*PPS Custom Program (Platform) Account client will pay an annual management fee, as outlined in the blended fee schedule above.

*In addition to the annual management fee, PPS Custom Program clients may pay platform fees, administrative charges, and miscellaneous account fees and charges, as described in the Master Services Agreement (MSA) or PPS Client Agreement (as applicable) and Commonwealth’s ADV Part 2A Brochure.

Retirement Plans

Fee Comparison for 401(k), 403(b), 457, & Profit-Sharing Plans

We prefer to be compensated on a fixed per-participant fee basis for our consulting services, so your fees do not increase as the plan assets increase.

Below are some examples of the fees 401(k) plans incur by paying an asset-based or wrap fee compared to a fixed per-participant fee.

Financial Wellness Program

Our services include personalized financial guidance, discussions on the psychological impact of financial stress, and recommendations aimed at reducing or alleviating financial stress to enhance your overall financial wellness.

View Details Here

Are you getting the personal attention you deserve?

The overriding principle that our clients’ best interests are above all else is the reason why the relationships we’ve built are authentic and long-lasting.

Get In Touch

For more information about our firm and the services we offer, send us a quick email or call the office. We welcome the opportunity to speak with you.

info@steffensfinancial.com | 973-786-3696